WE SPECIALIZE IN STOCK MARKET LOSS RECOVERY
Contact us for a free and confidential consultation today
Have you been the victim of broker misconduct?
An unsuspecting investor can be taken advantage of in a number of ways by his or her broker, or brokerage firm. Windfall Advisory LLC provides investors who have sustained losses in the market with expert advice and guidance into the inner workings of a brokerage firm. We will determine through our case evaluation program whether your losses may be attributed to misconduct or stockbroker abuse.
How We Can Help You
A prospective client will fill out our questionnaire and submit available year-end and monthly account statements along with trade confirmations. If you do not possess this information, your brokerage firm must provide this to you. We can assist you in procuring these documents from the brokerage firm. Documents will be analyzed to identify your risk tolerance and investment objectives. This review will tell us and you who is at fault and whether you may have a case worth pursuing.
We work with a network of top attorneys that specialize in representing clients and recovering stock market losses. Windfall Advisory LLC will recommend your case to a lawyer within our network who is best suited to fit your special needs. Any lawyer we recommend for your case works on contingency.
Do you have a claim?
Investors lose billions of dollars every year at the hands of unethical and negligent financial professionals who abuse their clients trust and confidence. Common claims in securities arbitrations include excessive trading, unsuitability, fraud, negligence, and unauthorized trading. Your financial advisor is responsible for properly structuring and managing your portfolio. We will take action against them, and other responsible parties if they fail to do so. Windfall Advisory LLC will review all relative account documents and determine your losses. A detailed analysis of your investments and portfolio is conducted to determine the details that facilitated your loss, a clear calculation of damages and potential broker liability. Windfall Advisory LLC will conduct an in-depth review of all trading statements, new client application forms, risk disclosure statements and letters and communications between you and your former advisors. Our forensic reports will quantify your portfolio and help to determine if you have a case.
We assist investors with recovering losses from:
- Risky Investments
- Excessive Trading
- Excessive Margin
- Unauthorized Trading
- Over Concentration of your Investment Account
- Material Misrepresentation
- Churning
- Hidden Fees & Hidden Commissions
- Fraud
WINDFALL ADVISORY LLC IS NOT AN ATTORNEY OR LAW FIRM. WE DO NOT PROVIDE YOU WITH ANY LEGAL ADVICE.
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